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Personal finance glossary

Roth conversion

Definition

Moving money from a pre-tax retirement account, such as a traditional IRA or 401(k), into a Roth account. The converted amount is taxed as ordinary income in the year of the conversion, and in exchange all future growth and qualified withdrawals are tax-free. There is no income limit and no cap on how much you can convert, and a conversion cannot be undone.

Why it matters

A conversion is a bet that your tax rate today is lower than it will be when you would otherwise withdraw, which is why low-income years, early retirement before Social Security, and market dips are the classic windows. Each conversion starts its own five-year clock before the converted amount can be withdrawn penalty-free by someone under 59½, and paying the tax out of the converted money itself, rather than from savings, shrinks the benefit and can trigger the penalty.

Example

A 45-year-old converts $50,000 from a traditional IRA in a year when she is between jobs, and at an assumed 20% marginal rate pays $10,000 of tax from her savings account. Left alone at 7% for 20 years, the $50,000 grows to about $193,000, all of it withdrawable tax-free. Had the money stayed pre-tax and been withdrawn at an assumed 30% retirement rate, the same $193,000 would net about $135,000, so the early conversion comes out well ahead even after counting the $10,000 paid up front and what it could have earned.

Put it into practice

Related terms

This definition is educational, not financial, legal, or tax advice. U.S. rules and limits change; verify time-sensitive details with official sources. See our disclaimer.

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